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James J Bannon is a financial advisor professional located in Middletown, NY. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
James J Bannon - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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James J Bannon is a financial advisor operating in Middletown, NY as part of Merrill Lynch, Pierce, Fenner & Smith Incorporated. With one year in business, Bannon works within the financial services sector. His registration with FINRA (Financial Industry Regulatory Authority) through CRD number 7595464 indicates he operates under the regulatory framework that governs investment professionals and securities dealers in the United States.
James J Bannon holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority—the self-regulatory organization that oversees brokers and investment professionals in the U.S. This registration indicates he meets FINRA's qualification standards and operates under their regulatory oversight. FINRA registration requires compliance with industry rules, continuing education, and ethical standards. Customers working with a FINRA-registered advisor have access to FINRA's dispute resolution processes and can verify the advisor's background and disciplinary history through the public CRD database.