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Ed L Pennington is a financial advisor professional located in Monroe, LA. They specialize in financial advisory.
Ed L Pennington - Brookstone Capital Management Llc holds an active professional license (FINRA CRD) for your protection.
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Ed L Pennington operates Brookstone Capital Management LLC in Monroe, Louisiana, offering financial advisory services. The firm holds FINRA CRD registration (License #4835775), which designates it as a registered investment professional subject to Financial Industry Regulatory Authority oversight. This registration indicates the advisor meets baseline competency and compliance standards required to provide securities-related guidance. Prospective clients can verify credentials and registration status through FINRA's BrokerCheck system.
FINRA CRD registration means Ed L Pennington and Brookstone Capital Management LLC are registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing investment professionals and firms in the United States. This registration requires passing qualification exams, maintaining continuing education, and adhering to strict compliance and ethical standards. It signals that the advisor operates under regulatory supervision and is subject to FINRA's rules governing conduct, disclosures, and client protection. You can review the firm's registration details and any disciplinary history through FINRA's public BrokerCheck database.