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David Schrage is a financial advisor professional located in Mystic, CT. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
David Schrage - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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David Schrage is a financial advisor based in Mystic, Connecticut, operating under Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 42 years in the financial services industry, Schrage brings extensive experience in wealth management and investment advisory. His FINRA CRD registration (License #1132160) indicates he operates within the regulatory framework established by the Financial Industry Regulatory Authority, which oversees broker-dealers and investment professionals across the United States.
David Schrage holds a FINRA CRD (Central Registration Depository) registration with License #1132160. This registration means he is a registered representative with the Financial Industry Regulatory Authority, the independent regulator for securities firms and brokers in the U.S. FINRA CRD registration requires passing qualifying exams and demonstrates that the advisor meets baseline competency standards and is subject to ongoing regulatory oversight. This status allows him to conduct securities transactions and provide investment advice within the scope permitted by FINRA rules and regulations.