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Luke Edward Rassow-Kantor is a financial advisor professional located in New Haven, CT. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Luke Edward Rassow-Kantor - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Luke Edward Rassow-Kantor is a financial advisor based in New Haven, Connecticut, operating through Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 5 years in the financial services industry, he works with clients on investment and wealth management matters. His registration with FINRA (the Financial Industry Regulatory Authority) ensures compliance with federal securities regulations and industry standards. Rassow-Kantor brings experience navigating complex financial decisions for his client base in Connecticut.
Luke Edward Rassow-Kantor holds a FINRA CRD license, which registers him as a financial professional with the Financial Industry Regulatory Authority. This registration means he is authorized to conduct securities business and is subject to FINRA's regulatory oversight, including compliance requirements, continuing education standards, and ethical conduct rules. The CRD (Central Registration Depository) system tracks his licensing history and any regulatory actions, providing transparency about his qualifications and professional standing in the securities industry.