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Joseph Thaddeus Regard is a financial advisor professional located in New Iberia, LA. They specialize in financial advisory. With over 45 years of experience, they bring deep expertise to every client.
Joseph Thaddeus Regard - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Joseph Thaddeus Regard operates as a financial advisor in New Iberia, Louisiana, bringing 45 years of experience to the field. Working under LPL Financial LLC, Regard holds a FINRA CRD license number 721667. With nearly five decades in the financial services industry, he brings substantial experience to client relationships and financial planning matters.
A FINRA CRD license indicates that Joseph Thaddeus Regard is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors. This registration means Regard has met specific regulatory requirements and is subject to FINRA oversight and compliance standards. The CRD (Central Registration Depository) number serves as his unique identifier within the regulatory system, allowing clients and regulators to verify his credentials and disciplinary history. This license type signals that Regard operates within a defined regulatory framework designed to protect investors.