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Browse verified financial advisor professionals in New York City, NY. Compare ratings, read reviews, and request a quote for free.
Showing 1–20 of 156 results
New York City has 156 financial advisors available through this directory. The financial advisory market in the city serves a diverse population with varying investment needs, from retirement planning to wealth management and tax-efficient strategies. Whether you're looking for someone to help with long-term portfolio growth or comprehensive financial planning, you'll find advisors with different specializations and approaches. Take time to review credentials and understand each advisor's fee structure and investment philosophy before making a decision.
Read our guide: Best Financial Advisors in New York City, NY
In-depth rankings, tips, and FAQs for choosing a financial advisor in New York City
A reputable financial advisor should be transparent about credentials, registrations, and how they're compensated. Look for advisors who provide written proposals and are willing to explain their investment approach in clear language. Be cautious of advisors who pressure you into immediate decisions, guarantee specific returns, or discourage you from seeking a second opinion. Verify registration status through FINRA BrokerCheck or the SEC's Investment Adviser Public Disclosure database. Advisors who communicate regularly and document recommendations in writing tend to build stronger, more accountable relationships.
There are 156 financial advisors listed in the New York City directory.
You can verify registration and check disciplinary history through FINRA BrokerCheck (for brokers and broker-dealers) or the SEC's Investment Adviser Public Disclosure database (for registered investment advisers). Always confirm their current registration status and CRD number.
Ask whether they charge a flat fee, hourly rate, a percentage of assets under management (AUM), or work on commission. Request a detailed breakdown of all costs and understand whether they have any conflicts of interest in their recommendations.
A fiduciary is legally required to act in your best interest rather than their own. Not all financial professionals are fiduciaries, so it's important to ask whether the advisor you're considering has a fiduciary duty to you at all times.
Compare their credentials, fee structures, investment philosophies, and experience with clients in your situation. Request written proposals from multiple advisors, check references, and ensure you feel comfortable communicating with them before making a decision.