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Matthew Thomas Prunier is a financial advisor professional located in Newburyport, MA. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
Matthew Thomas Prunier - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Matthew Thomas Prunier operates Northwestern Mutual Investment Services, LLC in Newburyport, Massachusetts. With 25 years in the financial advisory field, Prunier brings extensive experience to investment planning and related financial services. The business is registered with FINRA under CRD number 4263265, providing clients with regulatory oversight and compliance standards associated with securities industry operations.
Matthew Thomas Prunier holds a FINRA CRD registration, which indicates compliance with Financial Industry Regulatory Authority standards. This registration means the advisor operates under FINRA's regulatory framework, which governs securities brokers and investment advisors. FINRA oversight requires adherence to conduct rules, customer protection standards, and ongoing compliance obligations. The CRD (Central Registration Depository) number serves as a public identifier for regulatory tracking and allows clients to verify registration status and disciplinary history through FINRA's system.