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Jose Rafael Jaucian Gamboa is a financial advisor professional located in Newton, MA. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
Jose Rafael Jaucian Gamboa - Ascensus Broker Dealer Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Jose Rafael Jaucian Gamboa operates Ascensus Broker Dealer Services, LLC, a financial advisory firm based in Newton, Massachusetts. With 12 years of experience in the financial services industry, Jaucian Gamboa brings substantial market knowledge to client relationships. The business holds a FINRA CRD license number 5459281, which enables operations within the regulated securities and investment advisory space. This background positions the firm to address a range of financial planning and investment management needs for clients seeking professional guidance.
A FINRA CRD license indicates that Jose Rafael Jaucian Gamboa and Ascensus Broker Dealer Services, LLC are registered with the Financial Industry Regulatory Authority. This registration means the firm operates under FINRA oversight and must comply with industry regulations governing securities transactions, client communications, and financial advisory practices. The CRD (Central Registration Depository) number serves as the official identifier for regulatory tracking and compliance purposes. Clients can verify licensing status and disciplinary history through FINRA's public database, providing transparency into the firm's regulatory standing and operational authority.