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Daniel John Sobol is a financial advisor professional located in Nokomis, FL. They specialize in financial advisory.
Daniel John Sobol - Corient holds an active professional license (FINRA CRD) for your protection.
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Daniel John Sobol is a financial advisor based in Nokomis, Florida, operating through Corient. He holds a FINRA CRD license (number 2511470), which enables him to provide investment and financial advisory services. The CRD designation indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and their representatives. Clients can verify his credentials through FINRA's public database.
Daniel John Sobol's FINRA CRD license means he is registered with the Financial Industry Regulatory Authority, the primary regulator of securities firms and investment professionals in the United States. This registration allows him to engage in securities sales and investment advisory work. The CRD number (2511470) is a unique identifier that enables clients and regulators to verify his registration status, disciplinary history, and professional background through FINRA's public BrokerCheck system. This oversight structure protects investors by ensuring advisors meet baseline qualifications and comply with industry regulations.