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James Gordon Miller is a financial advisor professional located in Nokomis, FL. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
James Gordon Miller - Baobab Wealth Management holds an active professional license (FINRA CRD) for your protection.
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James Gordon Miller operates Baobab Wealth Management in Nokomis, Florida, bringing 16 years of experience in financial advisory services. He holds a FINRA CRD license (number 4277523), which governs his practice in the securities and investment industry. His background reflects sustained involvement in wealth management and financial planning within the regulatory framework that oversees investment professionals.
A FINRA CRD license indicates that James Gordon Miller is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment professionals in the United States. This registration means he has passed required examinations and background checks, and his activities are subject to FINRA rules and SEC oversight. The CRD (Central Registration Depository) number is a unique identifier used to track his regulatory history and qualifications in the securities industry, providing transparency about his professional standing and compliance record.