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James Guerrier is a financial advisor professional located in North Palm Beach, FL. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
James Guerrier - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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James Guerrier operates PFS Investments Inc. in North Palm Beach, Florida, offering financial advisory services. With 13 years in the financial services industry, Guerrier brings experience in investment guidance and financial planning. The firm holds a FINRA CRD license, which registers the business within the regulatory framework overseen by the Financial Industry Regulatory Authority. PFS Investments Inc. serves clients seeking professional financial direction and investment strategies.
James Guerrier's FINRA CRD (Central Registration Depository) license indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals in the United States. This license type signals that the advisor operates under FINRA's regulatory oversight and compliance requirements. FINRA registration requires background checks, ongoing education, and adherence to conduct standards designed to protect investors. The CRD system maintains detailed records of the advisor's employment history, qualifications, and any disciplinary actions, creating a transparent record available to the public.