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Cletus W Schwegman is a financial advisor professional located in Northfield, NJ. They specialize in financial advisory. With over 19 years of experience, they bring deep expertise to every client.
Cletus W Schwegman - Ubs Financial Services Inc. holds an active professional license (FINRA CRD) for your protection.
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Cletus W Schwegman operates UBS Financial Services Inc. in Northfield, NJ, bringing 19 years of experience in financial advisory services. The firm is registered with FINRA under CRD #4891672, which tracks regulatory standing and disciplinary history for securities professionals. UBS Financial Services Inc. serves clients seeking guidance on investment and financial planning matters within the framework of FINRA-regulated securities operations.
A FINRA CRD registration indicates that Cletus W Schwegman is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing securities brokers and dealers. This registration requires compliance with FINRA rules, ongoing continuing education, and background checks. The CRD number (4891672) is a public identifier that allows clients and regulators to verify the advisor's registration status, employment history, and any disciplinary actions. FINRA registration is essential for anyone selling securities or providing investment advice in a professional capacity.