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Roger Alan Clarkson is a financial advisor professional located in Norwich, NY. They specialize in financial advisory. With over 29 years of experience, they bring deep expertise to every client.
Roger Alan Clarkson - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Roger Alan Clarkson operates as a financial advisor in Norwich, NY, bringing 29 years of experience to the field. He is registered with FINRA (Financial Industry Regulatory Authority) under CRD #2651511, which governs his work in securities and investment advice. With nearly three decades in the financial services industry, Clarkson works to help clients navigate their financial planning needs. His extensive tenure reflects a long-standing presence in the profession.
Roger Alan Clarkson holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority—the primary regulatory body overseeing securities brokers and investment advisors in the United States. FINRA registration requires passing qualifying exams and maintaining ongoing compliance with securities regulations and ethical standards. This registration allows him to conduct business in securities, investments, and related financial advisory services. It signals that his activities are subject to FINRA oversight, examination, and enforcement to protect investors.