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John Louis Smith is a financial advisor professional located in Okemos, MI. They specialize in financial advisory. With over 7 years of experience, they bring deep expertise to every client.
John Louis Smith - Nylife Securities Llc holds an active professional license (FINRA CRD) for your protection.
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John Louis Smith operates Nylife Securities LLC, a financial advisory firm based in Okemos, Michigan. With seven years in the financial services industry, Smith holds a FINRA CRD license number 6859751, which governs his ability to conduct securities-related business. The firm serves clients seeking financial guidance and investment management services in the Okemos area.
John Louis Smith's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority and authorized to conduct securities business. This registration means Smith has passed required examinations and undergoes ongoing compliance oversight from FINRA, a self-regulatory organization that monitors broker-dealers and financial professionals. The CRD license allows him to offer investment advice and manage client accounts within the scope of securities regulations. Clients working with a CRD-licensed advisor have recourse through FINRA's dispute resolution processes.