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James William Ambrose is a financial advisor professional located in Omaha, NE. They specialize in financial advisory. With over 27 years of experience, they bring deep expertise to every client.
James William Ambrose - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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James William Ambrose is a financial advisor based in Omaha, Nebraska, operating through Merrill Lynch, Pierce, Fenner & Smith Incorporated. With 27 years in the financial services industry, Ambrose brings extensive experience to client relationships. He holds a FINRA CRD license number 3171850, which allows him to operate in the securities and investment advisory space. His long tenure in the field reflects deep knowledge of financial planning and investment strategies for clients seeking professional guidance.
A FINRA CRD license (Central Registration Depository) indicates that James William Ambrose is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. This registration requires compliance with FINRA rules, continuing education, and regulatory oversight. The CRD system maintains a public record of his registration status and disciplinary history, if any. Clients can verify his credentials and licensing status through FINRA's BrokerCheck system, which provides transparency about his qualifications and regulatory standing in the financial services industry.