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David Harold Applestein is a financial advisor professional located in Owings Mills, MD. They specialize in financial advisory. With over 15 years of experience, they bring deep expertise to every client.
David Harold Applestein - T. Rowe Price Investment Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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David Harold Applestein is a financial advisor operating out of Owings Mills, Maryland, with 15 years of experience in the industry. He is associated with T. Rowe Price Investment Services, Inc., a prominent investment firm. Applestein holds a FINRA CRD license, which certifies his registration with the Financial Industry Regulatory Authority. This credential allows him to provide investment advice and manage client portfolios within established regulatory frameworks. His tenure in the financial services sector reflects sustained professional engagement with investment management and advisory services.
A FINRA CRD license indicates that David Harold Applestein is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing brokers and investment professionals in the United States. This registration means he has met baseline qualification standards and is subject to ongoing compliance monitoring and regulatory oversight. The CRD (Central Registration Depository) system maintains his disciplinary history and licensing status, which are publicly accessible. This credential signals that he operates under FINRA's rules and is authorized to engage in securities transactions and investment advisory activities on behalf of clients.