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Daniel James Hughes is a financial advisor professional located in Parrish, FL. They specialize in financial advisory. With over 8 years of experience, they bring deep expertise to every client.
Daniel James Hughes - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Daniel James Hughes operates as a financial advisor through LPL Financial LLC in Parrish, Florida. With 8 years in the financial services industry, Hughes holds a FINRA CRD registration, which governs his practice in securities and investment advisory work. LPL Financial is one of the largest independent broker-dealer platforms, providing support and infrastructure for financial professionals serving clients across the country.
A FINRA CRD registration means Daniel James Hughes is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing broker-dealers and investment advisors in the United States. This registration requires passing qualifying exams and maintaining compliance with federal securities laws. It signals that Hughes operates under FINRA's oversight and must follow strict rules governing how he recommends investments, handles client assets, and discloses conflicts of interest. The registration allows him to offer securities-related services and investment advice within the scope permitted by law.