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Michael Eugene Roozeboom is a financial advisor professional located in Pella, IA. They specialize in financial advisory. With over 30 years of experience, they bring deep expertise to every client.
Michael Eugene Roozeboom - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Michael Eugene Roozeboom operates as a financial advisor in Pella, Iowa, under LPL Financial LLC. With 30 years in the financial services industry, he brings substantial experience to client relationships. His FINRA CRD registration (License #2642335) documents his standing within the regulatory framework that oversees investment professionals. Roozeboom works with clients seeking financial guidance and investment management services through his established practice.
A FINRA CRD license means this advisor is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment advisors in the United States. This registration requires passing examinations and maintaining compliance with federal securities laws and FINRA rules. The CRD (Central Registration Depository) number is a permanent identifier that tracks the advisor's regulatory history, including any disciplinary actions or customer complaints. For clients, this registration signals that the advisor operates under ongoing regulatory oversight and must adhere to standards of conduct, disclosure requirements, and continuing education obligations.