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Amy Caroline Jones is a financial advisor professional located in Peoria, AZ. They specialize in financial advisory.
Amy Caroline Jones - Private Client Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Amy Caroline Jones operates a private client services firm based in Peoria, Arizona, specializing in financial advisory services. The business is registered under FINRA CRD oversight, which governs securities and investment professionals. Amy Caroline Jones holds FINRA CRD registration, indicating participation in the financial services regulatory framework that requires compliance with industry standards and client protection rules.
A FINRA CRD license indicates the holder is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and investment advisors. This registration means Amy Caroline Jones operates under FINRA's regulatory requirements, which include compliance standards, continuing education obligations, and client protection protocols. The CRD number serves as a unique identifier in FINRA's central database, allowing clients to verify registration status and disciplinary history through public records. This registration is essential for anyone offering investment advice or managing securities transactions.