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Douglas A Beguin is a financial advisor professional located in Phoenix, AZ. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Douglas A Beguin - Charles Schwab & Co., Inc. holds an active professional license (FINRA CRD) for your protection.
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Douglas A Beguin is a financial advisor based in Phoenix, Arizona, operating through Charles Schwab & Co., Inc. With 22 years in the financial services industry, he brings extensive experience to client relationships. His work is registered under FINRA CRD license number 4667282, which tracks his professional standing and regulatory compliance within the securities industry. Beguin serves clients seeking guidance on financial planning and investment management through one of the nation's largest financial services firms.
Douglas A Beguin holds a FINRA CRD registration, which is the industry's central repository for broker-dealer and investment advisor disciplinary and qualification records. This registration indicates he operates under FINRA oversight—the Financial Industry Regulatory Authority—which enforces compliance standards for securities professionals. The CRD system tracks his licensing status, qualifications, and regulatory history, ensuring transparency for clients about his professional background and any disciplinary actions. This registration is required for advisors who handle client securities accounts or provide investment recommendations.