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Corey G Phillips is a financial advisor professional located in Pittsfield, MA. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
Corey G Phillips - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Corey G Phillips operates Corey G Phillips - Lpl Financial Llc in Pittsfield, Massachusetts, bringing 10 years of experience in financial advisory services. The business is registered with a FINRA CRD license number 6476624, which provides oversight of securities-related activities and broker-dealer operations. Phillips works within the regulatory framework established by the Financial Industry Regulatory Authority to serve clients seeking financial guidance and investment management support.
A FINRA CRD (Central Registration Depository) license indicates that Corey G Phillips is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and financial professionals in the securities industry. This registration means the advisor operates under FINRA's regulatory standards and compliance requirements, which govern conduct, sales practices, and client interactions. The CRD system maintains disciplinary history and qualification records, providing transparency about the advisor's professional standing and regulatory compliance within the financial services sector.