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Henry Augustine is a financial advisor professional located in Plantsville, CT. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Henry Augustine - Umergence Llc holds an active professional license (FINRA CRD) for your protection.
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Henry Augustine operates Umergence LLC, a financial advisory firm based in Plantsville, Connecticut. With two years in business, the practice holds a FINRA CRD license (number 7691877), which governs securities and investment advisory activities. Henry Augustine brings financial planning and advisory services to the local community.
A FINRA CRD license indicates that Henry Augustine is registered with the Financial Industry Regulatory Authority, the self-regulatory body overseeing brokers and investment advisors. This registration means the advisor has passed required examinations and background checks, and operates under FINRA's compliance and conduct standards. Clients can verify the license status and history through FINRA's public database using the CRD number, ensuring transparency in regulatory standing and disciplinary records.