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Raymond Anthony Abreu is a financial advisor professional located in Poughkeepsie, NY. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Raymond Anthony Abreu - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Raymond Anthony Abreu operates as a financial advisor in Poughkeepsie, New York, through LPL Financial LLC. With 3 years in the financial services industry, he holds a FINRA CRD license number 7651168, which registers him within the regulatory framework overseen by the Financial Industry Regulatory Authority. This registration allows him to work with clients on investment and financial planning matters under FINRA's compliance standards and oversight.
A FINRA CRD license (Central Registration Depository) indicates that Raymond Anthony Abreu is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and financial professionals in the United States. This registration means he meets baseline qualification requirements and is subject to FINRA's rules, supervision, and disciplinary procedures. Clients working with a FINRA-registered advisor benefit from regulatory oversight designed to protect against fraud and misconduct in securities and investment matters.