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Kathleen Jo Erkel is a financial advisor professional located in Prior Lake, MN. They specialize in financial advisory. With over 21 years of experience, they bring deep expertise to every client.
Kathleen Jo Erkel - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Kathleen Jo Erkel operates Northwestern Mutual Investment Services, LLC in Prior Lake, Minnesota. With 21 years in the financial advisory field, she brings substantial experience to client relationships. Her business is registered with FINRA under CRD number 3169455, which governs securities and investment practices. She works with clients seeking financial planning and investment guidance within the regulatory framework that oversees investment advisors and securities professionals.
Kathleen Jo Erkel holds a FINRA CRD registration, which indicates she is registered with the Financial Industry Regulatory Authority. This registration means she is authorized to conduct securities and investment business under FINRA's oversight. FINRA CRD licensees are subject to regulatory requirements, compliance standards, and ongoing supervision designed to protect investors. The CRD number (3169455) is a unique identifier that allows clients to verify her registration status and review her disciplinary history through FINRA's public database.