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Shane Thomas Swanke is a financial advisor professional located in Prior Lake, MN. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Shane Thomas Swanke - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Shane Thomas Swanke operates as a financial advisor through LPL Financial LLC in Prior Lake, Minnesota. With 24 years in the financial services industry, Swanke brings substantial experience to client relationships. The business is registered with FINRA under CRD number 4306868, which establishes the advisor's standing within the regulatory framework that oversees securities professionals and investment advisors across the United States.
A FINRA CRD registration means Shane Thomas Swanke is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and advisors in the U.S. This registration indicates the advisor operates under FINRA's rulebook and undergoes compliance oversight. The CRD (Central Registration Depository) number is the official identifier for tracking the advisor's licensing status, employment history, and disciplinary records. Clients can verify this registration through FINRA's public database to confirm the advisor's credentials and background.