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Charles Leon York is a financial advisor professional located in Radcliff, KY. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Charles Leon York - First Command Brokerage Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Charles Leon York operates First Command Brokerage Services, Inc. in Radcliff, Kentucky. With 2 years in the financial advisory business, York holds a FINRA CRD license (number 7840677), which governs securities and investment advisory activities. FINRA oversight ensures compliance with industry regulations and standards for broker-dealers and investment professionals. First Command Brokerage Services, Inc. serves clients seeking financial guidance and brokerage services in the region.
Charles Leon York's FINRA CRD license indicates registration with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and dealers in the United States. This license type signals that York has met FINRA's qualification requirements and operates under their regulatory oversight. FINRA CRD licensees must comply with strict rules governing conduct, disclosures, and client interactions. The license demonstrates authorization to engage in securities brokerage and investment advisory activities, subject to ongoing compliance monitoring and continuing education requirements.