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Neil Kevin Flaherty is a financial advisor professional located in Reading, MA. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Neil Kevin Flaherty - Newedge Advisors holds an active professional license (FINRA CRD) for your protection.
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Neil Kevin Flaherty operates Newedge Advisors in Reading, Massachusetts, bringing 22 years of experience in financial advisory. He holds a FINRA CRD license number 2917320, which enables him to provide regulated financial guidance. With over two decades in the field, Flaherty has developed substantial expertise navigating client portfolios and financial planning strategies. His long tenure in the industry reflects a commitment to understanding evolving market conditions and client needs.
A FINRA CRD license (the Central Registration Depository number) indicates that Neil Kevin Flaherty is registered with the Financial Industry Regulatory Authority and meets federal compliance standards for securities professionals. This registration requires passing qualification exams and adhering to FINRA's conduct rules, which govern ethical practices, customer protection, and disclosure requirements. The license allows him to offer securities-related advisory services under regulatory oversight, meaning his activities are subject to audits and enforcement by FINRA and the SEC.