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Brent Leslie Urbach is a financial advisor professional located in Red Wing, MN. They specialize in financial advisory.
Brent Leslie Urbach - Excel Financial, Llc holds an active professional license (FINRA CRD) for your protection.
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Brent Leslie Urbach operates Excel Financial, LLC in Red Wing, Minnesota, offering financial advisory services. He holds a FINRA CRD registration (License #6508668), which governs his securities industry activities and client interactions. This registration indicates he operates under the regulatory framework of the Financial Industry Regulatory Authority, subject to compliance standards and oversight that protect investors.
A FINRA CRD registration means Brent Leslie Urbach is registered with the Financial Industry Regulatory Authority and authorized to conduct securities business. This registration requires compliance with FINRA rules, industry regulations, and ongoing continuing education requirements. Clients working with a FINRA-registered advisor benefit from regulatory oversight designed to protect their interests and ensure professional standards in financial transactions and advisory relationships.