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David Douglas Ritter is a financial advisor professional located in Red Wing, MN. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
David Douglas Ritter - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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David Douglas Ritter operates as a financial advisor in Red Wing, Minnesota, with 12 years of experience in the field. He is associated with LPL Financial LLC and holds a FINRA CRD license number 6275302, which governs his securities-related activities and professional standing in the financial services industry.
David Douglas Ritter's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing securities brokers and financial advisors. This registration means he operates under FINRA's oversight and compliance requirements, which govern how he conducts investment business, manages client accounts, and handles securities transactions. The CRD system tracks his licensing history, disciplinary records, and professional qualifications within the securities industry.