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Nicholas Keith Aubin is a financial advisor professional located in Rochelle Park, NJ. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Nicholas Keith Aubin - Cetera Financial Specialists Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas Keith Aubin operates Cetera Financial Specialists LLC in Rochelle Park, New Jersey. With three years in the financial advisory field, he works with clients on their financial planning and investment needs. His practice is registered under FINRA CRD #7489912, which establishes his standing within the regulatory framework that oversees investment professionals and brokerage firms across the industry.
Nicholas Keith Aubin's registration under FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) indicates he operates as a registered investment professional subject to federal oversight. FINRA membership means his firm and its advisors comply with securities regulations, undergo background checks, and must follow rules governing client interactions, disclosures, and investment recommendations. This registration provides a layer of regulatory accountability and consumer protection within the financial services industry.