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Chris A Garner is a financial advisor professional located in Rochester, IL. They specialize in financial advisory. With over 6 years of experience, they bring deep expertise to every client.
Chris A Garner - Principal Securities, Inc. holds an active professional license (FINRA CRD) for your protection.
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Chris A Garner operates Principal Securities, Inc. in Rochester, Illinois. With six years in the financial advisory field, Garner holds a FINRA CRD license number 7170838, which enables work in securities and investment advisory services. The firm serves clients seeking financial guidance and investment management within regulatory frameworks established by the Financial Industry Regulatory Authority.
A FINRA CRD license indicates the holder is registered with the Financial Industry Regulatory Authority and has passed required examinations to conduct securities and investment business. This registration means the advisor operates under FINRA's regulatory oversight and compliance requirements, which protect clients through standardized conduct rules and dispute resolution processes. The license signals the advisor has met baseline competency standards for handling securities transactions and providing investment advice.