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Adam James Platt is a financial advisor professional located in Rockville, MD. They specialize in financial advisory.
Adam James Platt - Kendall Capital Management holds an active professional license (FINRA CRD) for your protection.
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Adam James Platt operates Kendall Capital Management in Rockville, Maryland, offering financial advisory services. The firm is registered with FINRA under CRD #8154114, which indicates compliance with Financial Industry Regulatory Authority standards. This registration means the business and its representatives are subject to FINRA's regulatory oversight and must adhere to industry rules governing conduct, disclosures, and client interactions. Prospective clients should verify current registration status and review any disciplinary history through FINRA's public database before engaging services.
Adam James Platt's FINRA CRD registration indicates he operates as a registered financial professional under the Financial Industry Regulatory Authority. FINRA CRD (Central Registration Depository) registration means the advisor and firm meet federal requirements for securities-related activities and are subject to ongoing regulatory supervision. This registration is required for professionals offering investment advice or managing securities accounts. Clients can use the CRD number to look up registration details, qualifications, and any regulatory actions through FINRA's BrokerCheck system, providing transparency into the advisor's background and compliance record.