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Chace Heaven Lee Thompson is a financial advisor professional located in Rogers, AR. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Chace Heaven Lee Thompson - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Chace Heaven Lee Thompson operates Northwestern Mutual Investment Services, LLC in Rogers, Arkansas. With 2 years in the financial advisory field, Thompson holds a FINRA CRD license (7705840), which regulates securities professionals and investment advisors. The business provides financial advisory services to clients in the area.
A FINRA CRD license indicates that Chace Heaven Lee Thompson is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and investment advisors. This registration means Thompson has passed required examinations, undergone background checks, and is subject to FINRA's regulatory oversight and conduct standards. Clients can verify the license status and details through FINRA's public database using the CRD number, which provides transparency into the advisor's qualifications and any disciplinary history.