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John Maxwell Allen is a financial advisor professional located in Roswell, GA. They specialize in financial advisory. With over 43 years of experience, they bring deep expertise to every client.
John Maxwell Allen - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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John Maxwell Allen operates Cetera Wealth Services, LLC in Roswell, Georgia. With 43 years in the financial advisory industry, he brings extensive experience to wealth management and financial planning. His FINRA CRD registration (License #801320) indicates his standing within the regulated securities industry. Allen's long tenure reflects deep knowledge of market dynamics, investment strategies, and client financial goals across multiple economic cycles.
John Maxwell Allen holds a FINRA CRD (Central Registration Depository) license, which means he is registered with the Financial Industry Regulatory Authority. This registration is required for professionals who sell securities or provide investment advice. FINRA oversight ensures compliance with industry rules, ethical standards, and continuing education requirements. His license number (801320) is publicly verifiable, allowing clients to confirm his regulatory standing and any disciplinary history through FINRA's BrokerCheck system.