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Kevin James Bates is a financial advisor professional located in Royal Oak, MI. They specialize in financial advisory. With over 43 years of experience, they bring deep expertise to every client.
Kevin James Bates - Kestra Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Kevin James Bates operates Kestra Investment Services, LLC in Royal Oak, Michigan. With 43 years in the financial advisory industry, Bates brings extensive experience to investment planning and management. The business holds a FINRA CRD license number 1041009, which governs securities-related advisory activities. Kestra Investment Services serves clients seeking professional guidance on investment strategies and portfolio management. The firm's long tenure in the financial services sector reflects sustained client relationships and operational continuity.
A FINRA CRD (Central Registration Depository) license number indicates that Kevin James Bates is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing investment professionals. This registration means the advisor is authorized to engage in securities transactions and provide investment advice under FINRA's regulatory framework. The CRD system maintains records of the advisor's background, qualifications, and regulatory history, which are accessible to the public. This licensing structure ensures compliance with federal securities laws and industry standards governing investment advisory services.