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Benjamin B Goelz is a financial advisor professional located in Saint Cloud, MN. They specialize in financial advisory.
Benjamin B Goelz - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Benjamin B Goelz operates Northwestern Mutual Investment Services, LLC in Saint Cloud, Minnesota. As a financial advisor, Goelz works with clients on investment and financial planning matters. The business is registered with FINRA under CRD license number 7904395, which provides regulatory oversight of investment advisory activities and client protections through the Financial Industry Regulatory Authority.
A FINRA CRD (Central Registration Depository) license indicates that Benjamin B Goelz is registered with the Financial Industry Regulatory Authority, the primary regulator of investment professionals in the United States. This registration means the advisor is subject to FINRA's compliance rules, examinations, and disciplinary processes designed to protect investors. Clients can verify the license and review any disciplinary history through FINRA's BrokerCheck system, which maintains records of registered representatives and their qualifications.