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Daniel Joseph Smith is a financial advisor professional located in Saline, MI. They specialize in financial advisory.
Daniel Joseph Smith - Francis Financial holds an active professional license (FINRA CRD) for your protection.
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Daniel Joseph Smith operates Francis Financial in Saline, Michigan, offering financial advisory services. He holds a FINRA CRD license (number 7818597), which registers him with the Financial Industry Regulatory Authority. This credential indicates his work in securities and investment advisory falls under FINRA's regulatory framework and oversight. Clients seeking financial guidance can verify his registration status through FINRA's public database.
Daniel Joseph Smith's FINRA CRD license (number 7818597) means he is registered with the Financial Industry Regulatory Authority, the primary regulator for securities brokers and investment advisors. This registration requires compliance with FINRA rules, ethical standards, and ongoing regulatory oversight. The CRD system maintains records of his qualifications, disciplinary history, and professional background, which are publicly accessible. This license signals that his financial advisory activities operate within a regulated framework designed to protect investors and ensure professional conduct in the securities industry.