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William Edwin Booth is a financial advisor professional located in Salisbury, MD. They specialize in financial advisory.
William Edwin Booth - Pks Investment Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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William Edwin Booth operates Pks Investment Advisors Llc in Salisbury, MD, providing financial advisory services. The firm holds a FINRA CRD license (number 2316671), which establishes registration with the Financial Industry Regulatory Authority. This registration allows the firm to offer investment advice and manage client portfolios under FINRA oversight and compliance requirements.
A FINRA CRD license indicates that William Edwin Booth and Pks Investment Advisors Llc are registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment advisors. This registration means the firm operates under FINRA's rulebook and is subject to regular examinations and compliance audits. Clients can verify the firm's registration status and disciplinary history through FINRA's public database, providing transparency into the advisor's regulatory standing and qualifications to manage investments.