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Kathleen Kay Shea is a financial advisor professional located in Scarborough, ME. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Kathleen Kay Shea - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Kathleen Kay Shea operates Ameriprise Financial Services, LLC in Scarborough, Maine. She holds a FINRA CRD license and brings 32 years of experience in financial advisory services. Her background reflects sustained involvement in the financial services industry, working within the regulatory framework that governs investment and financial planning professionals. Clients seeking guidance on financial matters can review her credentials and licensing status through industry databases.
Kathleen Kay Shea's FINRA CRD (Central Registration Depository) license number indicates she is registered with the Financial Industry Regulatory Authority, which oversees brokers and financial professionals in the United States. This registration means she operates under FINRA's regulatory oversight and compliance requirements, which govern her conduct, disclosures, and client interactions in financial advisory work. The license verifies her professional standing within the regulated financial services industry.