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Steven Joseph Lacey is a financial advisor professional located in Sedalia, MO. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Steven Joseph Lacey - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Steven Joseph Lacey operates PFS Investments Inc. in Sedalia, Missouri, offering financial advisory services. With one year in business, Lacey holds a FINRA CRD license number 6939930, which governs his activities in the securities and investment industry. This registration allows him to provide investment guidance and manage client portfolios within regulatory frameworks established by the Financial Industry Regulatory Authority.
A FINRA CRD (Central Registration Depository) license indicates that Steven Joseph Lacey is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and investment advisors. This registration means he meets specific educational and compliance standards to conduct investment business and manage client accounts. FINRA oversight includes regular audits, continuing education requirements, and enforcement of conduct rules to protect investors. The license number on file allows clients and regulators to verify his registration status and disciplinary history.