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John Patrick Matis is a financial advisor professional located in Shelton, CT. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
John Patrick Matis - Prudential Annuities Distributors, Inc holds an active professional license (FINRA CRD) for your protection.
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John Patrick Matis operates as a financial advisor through Prudential Annuities Distributors, Inc., based in Shelton, Connecticut. With 10 years in the financial services industry, Matis works with clients on annuity products and related financial planning. His FINRA CRD registration (License #6338809) places him within the regulatory framework of the Financial Industry Regulatory Authority, which oversees securities professionals and investment advisors in the United States.
A FINRA CRD (Central Registration Depository) license indicates that John Patrick Matis is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and financial professionals in the U.S. This registration means he has met baseline qualification standards and is subject to ongoing compliance and regulatory oversight. FINRA-registered professionals must pass required examinations and adhere to industry conduct rules. The CRD system maintains records of disciplinary history and qualifications, providing transparency about a professional's standing in the financial services industry.