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Alan Ray Tipton is a financial advisor professional located in Shreveport, LA. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Alan Ray Tipton - Level Four Financial, Llc holds an active professional license (FINRA CRD) for your protection.
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Alan Ray Tipton operates Level Four Financial, LLC in Shreveport, Louisiana. With 33 years in the financial advisory field, Tipton brings substantial experience to client engagements. The business holds a FINRA CRD license (number 2282325), which governs securities and investment advisory activities. Level Four Financial serves clients seeking financial guidance grounded in extensive industry tenure and regulatory compliance.
A FINRA CRD license indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and investment advisers. This license type signals that the adviser is subject to FINRA's rules, examinations, and ongoing compliance requirements. Clients working with a FINRA-registered adviser have access to dispute resolution processes and can verify the adviser's registration status and disciplinary history through FINRA's public database. The license demonstrates accountability within the regulated securities industry.