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Carlos A Ruiz is a financial advisor professional located in Silver Spring, MD. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
Carlos A Ruiz - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Carlos A Ruiz operates as a financial advisor with LPL Financial LLC in Silver Spring, Maryland. With 12 years in the financial services industry, Ruiz brings experience in advisory services. His professional registration is tracked through FINRA's Central Registration Depository system, which maintains records of individuals operating in the securities and investment advisory space. LPL Financial is a major platform supporting independent financial professionals.
A FINRA CRD registration indicates that Carlos A Ruiz is registered with the Financial Industry Regulatory Authority's Central Registration Depository. This registration tracks individuals who offer securities and investment advisory services, ensuring they meet baseline compliance and disclosure requirements. FINRA oversight means the advisor operates under regulatory standards designed to protect investors, and his registration history is publicly accessible for clients to review.