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James Frank Coll is a financial advisor professional located in Silver Spring, MD. They specialize in financial advisory. With over 54 years of experience, they bring deep expertise to every client.
James Frank Coll - Lombard Securities Incorporated holds an active professional license (FINRA CRD) for your protection.
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James Frank Coll operates Lombard Securities Incorporated in Silver Spring, Maryland. With 54 years in the financial advisory business, Coll brings extensive experience to client relationships. The firm holds a FINRA CRD registration (License #50942), which establishes its standing within the securities industry regulatory framework. This long tenure reflects sustained commitment to serving clients through market cycles and economic shifts.
A FINRA CRD registration indicates that James Frank Coll and Lombard Securities Incorporated are registered with the Financial Industry Regulatory Authority. This registration means the firm operates under FINRA oversight and must comply with securities regulations and conduct standards. FINRA registration is required for firms engaged in securities advisory and brokerage activities, signaling that the business meets baseline regulatory requirements for operating in the financial advisory space.