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Thomas Isaac De Jong is a financial advisor professional located in Sioux Center, IA. They specialize in financial advisory. With over 17 years of experience, they bring deep expertise to every client.
Thomas Isaac De Jong - Money Concepts Capital Corp holds an active professional license (FINRA CRD) for your protection.
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Thomas Isaac De Jong operates Money Concepts Capital Corp in Sioux Center, Iowa, bringing 17 years of experience in financial advisory services. The firm holds a FINRA CRD license (number 5612385), indicating registration with the Financial Industry Regulatory Authority. This registration subjects the business to regulatory oversight and compliance standards that govern securities and investment practices. De Jong works with clients seeking financial guidance and planning services.
A FINRA CRD license means Money Concepts Capital Corp is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This registration requires compliance with federal securities laws, industry rules, and ongoing regulatory examinations. The CRD (Central Registration Depository) number allows clients and regulators to verify the firm's registration status, disciplinary history, and qualifications. This oversight helps protect investors and ensures the business operates within established regulatory frameworks.