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Alec F Root is a financial advisor professional located in South Boston, MA. They specialize in financial advisory.
Alec F Root - D.B. Root & Company, Llc holds an active professional license (FINRA CRD) for your protection.
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Alec F Root operates D.B. Root & Company, LLC, a financial advisory firm based in South Boston, Massachusetts. The firm holds a FINRA CRD registration (License #6079395), which governs securities-related advisory services. Root works with clients seeking financial guidance and investment management within the regulatory framework established by the Financial Industry Regulatory Authority.
A FINRA CRD (Central Registration Depository) license indicates that Alec F Root is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing securities professionals and investment advisors. This registration means Root's qualifications, disciplinary history, and business practices are tracked and regulated by FINRA. It signals that the advisor operates under strict compliance requirements and industry standards for handling client investments and financial recommendations. Clients working with a FINRA-registered advisor have access to regulatory oversight and dispute resolution mechanisms.