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Carol Marie Dewey is a financial advisor professional located in South Daytona, FL. They specialize in financial advisory.
Carol Marie Dewey - Foundations Investment Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Carol Marie Dewey operates Foundations Investment Advisors LLC in South Daytona, Florida. The firm provides financial advisory services to clients seeking investment guidance and portfolio management. Carol Marie Dewey holds a FINRA CRD registration, which governs her conduct and qualifications in the securities industry. Clients can verify her registration and licensing history through the Financial Industry Regulatory Authority's public database.
A FINRA CRD registration indicates that Carol Marie Dewey is registered with the Financial Industry Regulatory Authority and maintains compliance with federal securities regulations. This registration type signals that she operates under FINRA oversight, which establishes standards for professional conduct, customer protection, and ongoing education requirements. Clients can access her registration details and disciplinary history through FINRA's BrokerCheck system. This regulatory framework helps ensure accountability and transparency in investment advisory services.