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Nicholas Anthony Hawk is a financial advisor professional located in Southgate, MI. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
Nicholas Anthony Hawk - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas Anthony Hawk operates as a financial advisor through LPL Financial LLC in Southgate, Michigan. With 25 years in the financial services industry, he brings substantial experience to client relationships. His practice is registered with FINRA under CRD number 3263646, which establishes his standing within the regulatory framework that oversees investment professionals and broker-dealers across the United States.
A FINRA CRD (Central Registration Depository) number indicates that Nicholas Anthony Hawk is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for U.S. broker-dealers and investment firms. This registration means his practice and qualifications are tracked in a centralized database accessible to regulators and the public. FINRA registration typically requires passing specific licensing exams and maintaining compliance with industry standards, signaling that he operates under formal regulatory oversight and is subject to ongoing suitability and conduct requirements.