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Jay J. Rasmus is a financial advisor professional located in Southington, CT. They specialize in financial advisory.
Jay J. Rasmus - Dbia, Llc. holds an active professional license (FINRA CRD) for your protection.
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Jay J. Rasmus operates Jay J. Rasmus - Dbia, Llc., a financial advisory firm based in Southington, Connecticut. The business holds a FINRA CRD license (number 4639318), which governs securities and investment advisory activities. Jay J. Rasmus provides financial advisory services to clients in the area. The firm operates under regulatory oversight through its FINRA registration, ensuring compliance with securities industry standards and requirements.
A FINRA CRD (Central Registration Depository) license indicates that Jay J. Rasmus is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. This registration means the advisor operates under FINRA's regulatory framework, which establishes standards for professional conduct, customer protection, and ongoing compliance. The CRD license demonstrates that the advisor meets industry requirements and is subject to FINRA oversight and disciplinary procedures if necessary. Clients can verify the license status and history through FINRA's public database.