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Julia Lee Kim is a financial advisor professional located in Stamford, CT. They specialize in financial advisory. With over 11 years of experience, they bring deep expertise to every client.
Julia Lee Kim - Ubs Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Julia Lee Kim is a financial advisor at UBS Securities LLC in Stamford, Connecticut. With 11 years in the financial services industry, she brings substantial experience to client relationships. Her FINRA CRD registration (License #4153700) demonstrates her standing within the regulatory framework that governs securities professionals. She works within the UBS Securities platform to serve clients seeking financial guidance and investment solutions.
Julia Lee Kim holds a FINRA CRD (Central Registration Depository) registration, which is the industry standard credential for securities professionals in the United States. This registration indicates she is authorized to engage in securities sales and investment advisory activities under FINRA oversight. The CRD system tracks her regulatory history, disciplinary records, and compliance standing. This credential signals that she meets baseline training and examination requirements set by the Financial Industry Regulatory Authority and operates under ongoing supervision and compliance standards.